A network of specialist consultancies

Compliant Solutions Limited

Established in 2000, we provide executive coaching and business mentoring support to owner-managers in the financial services and blockchain sectors.

The “critical friend” and devil's advocate — a confidential sounding board.

Compliance Cubed Limited

Compliance Cubed was established in 2013 to provide support to businesses in their engagement with the FCA and regulation. Our focus is on authorised businesses in the investment and insurance sectors.

We believe that firms which have good people who are well trained and have access to the right systems and procedures are more likely to generate the right outcomes for clients and the business.

As a result, we look to work with firms who want to raise standards and build resilience within the firm and its staff. Seeking positive change is essential, as the economic, political and social environment within which we work is challenging.

Vince Harvey, the lead director, has over 30 years' experience in financial services and a range of professional qualifications from the Chartered Insurance Institute and the Chartered Institute for Securities & Investment, as well as an MSc in financial regulation and compliance management.

We believe we are well positioned to help firms interpret, and more importantly apply, regulations as they build a successful business.

Altogether Compliant Ltd

We have experience of providing compliance support for financial advisers, mortgage advisers and general insurance brokers.

Debra has worked in financial services for over 20 years — in customer services, as a paraplanner, as a compliance contractor, and as a compliance consultant since 2015.

Debra is qualified to Diploma level, putting her on a par with the standard required to give financial advice. She is a member of the Personal Finance Society.

Help You Comply Ltd

Concentrating on providing commercially effective compliance assistance, the ethos of the firm is centred on understanding the needs of FCA-regulated brokers, advisers and lead generators who are grappling with an ever-increasing plethora of regulatory initiatives.

We can then suggest solutions that are:

• Understandable
• Justifiable
• Commercially realistic

Working ad-hoc or by retainer, our aim is to provide measured guidance that reduces the worry and burden of operating in a regulated environment.

Support is offered without unnecessary contract tie-ins. We're proud of our client retention rate and work hard to achieve a good calibration with your desired outcomes.

Many clients also enjoy our change and business management support — the facility to rely on a secure, confidential and experienced commercial consultant dedicated to helping your business thrive.

R & R Compliance Cons Ltd

“Making regulatory compliance effortless and forward-looking.”

We set out to become the most trusted compliance partner for innovative financial services firms across the UK and EEA. By standing shoulder-to-shoulder with you, we bring industry insight and perspective — creating an impactful compliance strategy that instils the confidence to make business decisions without regulatory risk.

We work with firms of all sizes, from bright, innovative start-ups in the crypto, insurtech and regtech sectors to established global firms in every sector. Our offices in London and Brussels position us to work with clients around the world who have (or plan) operations across Europe and the UK — leveraging our partnerships with local, regional and international regulatory bodies.

Our team

Collaborative and unashamedly geeky, drawn from both industry and regulatory backgrounds. For our team, creating lasting impact isn't about agreeing with the norm, but asking the insightful questions that uncover new opportunities. Looking at challenges from the opposite perspective is what keeps us at the forefront of innovation — whether a technology, process or cultural problem.

How we work

By standing with you shoulder-to-shoulder. Becoming part of the team, you can rely on our consultants not only for a particular project, but to challenge your decisions using our unique and diverse knowledge. Being innovative, we always look to streamline operations — saving time, money and risk — which is why our RegTech solutions via our Regzone.io platform can support your operation through e-training, sanctions screening, document management and reporting.

Bluebell Compliance Ltd

Helping firms within the financial services sector to be fully compliant and working within the FCA rules.

Specialising with mortgage and protection brokers and consumer credit firms.

Compliance support is available in areas such as regulatory reviews, financial promotions guidance, file checks, review of policies & procedures, FCA Connect applications and regulatory compliance training sessions.